Personnel Hong Kong SFC License Details (ID 95016)

Personnel Hong Kong SFC License Details (ID 95016)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Kaisa Financial Group Company Limited	RO	證券交易	2008-06-16	-
Goldbridge Securities Limited	RO	證券交易	2006-07-04	2008-02-29
	Rep	證券交易	2006-05-15	2006-07-04
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2005-10-13	2006-04-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2005-10-13	2006-04-27
OCBC Futures Investment (Hong Kong) Limited	Rep	期貨合約交易	2005-08-04	2005-09-28
OCBC Securities Brokerage (Hong Kong) Limited	Rep	證券交易	2005-08-04	2005-09-28
BOCOM International Holdings Company Limited	Rep	證券交易	2005-05-27	2005-07-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2003-07-11	2005-05-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2003-07-11	2005-05-20
AuVantage Consultancy Limited	RO	就證券提供意見	2003-05-23	2003-06-14
	RO	證券交易	2003-05-23	2003-06-14
MAGUSTA FUTURES LIMITED	Rep	就期貨合約提供意見	2003-05-23	2003-06-14
	Rep	期貨合約交易	2003-05-23	2003-06-14