| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ALTUS INVESTMENTS LIMITED (HK) | Rep | 證券交易 | 2025-01-17 | - |
| CORPORATE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2024-06-04 | 2024-09-02 |
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2023-04-19 | 2024-09-02 |
| SPS SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-28 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-28 | |
| Rep | 證券交易 | 2003-04-01 | 2023-04-18 |
已採集記錄中暫無金管局登記。