| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2009-11-12 | 2014-08-01 |
| Rep | 證券交易 | 2009-09-30 | 2014-08-01 | |
| SFGHK Limited | Rep | 證券交易 | 2009-07-31 | 2009-09-18 |
| EFG Asset Management (HK) Limited | Rep | 就證券提供意見 | 2008-07-11 | 2009-02-04 |
| Rep | 提供資產管理 | 2008-07-11 | 2009-02-04 |