| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited | Rep | 證券交易 | 2026-11-04 | - |
| Vontobel Limited | RO | 證券交易 | 2021-07-27 | 2024-05-31 |
| RO | 期貨合約交易 | 2021-01-13 | 2024-04-12 | |
| Rep | 期貨合約交易 | 2017-06-15 | 2021-01-13 | |
| Rep | 證券交易 | 2017-06-15 | 2021-07-27 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 期貨合約交易 | 2014-02-07 | 2016-04-01 |
| Rep | 證券交易 | 2011-04-06 | 2016-04-01 |
已採集記錄中暫無金管局登記。