| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quintus Partners Limited | Rep | 就機構融資提供意見 | 2016-04-29 | 2017-05-02 |
| Rep | 證券交易 | 2016-04-29 | 2017-05-02 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2010-03-12 | 2012-08-15 |
| Rep | 就證券提供意見 | 2010-03-12 | 2012-08-15 | |
| Rep | 證券交易 | 2010-03-12 | 2012-08-15 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2009-04-23 | 2009-06-05 |
| Rep | 證券交易 | 2009-04-23 | 2009-06-05 | |
| Rep | 就機構融資提供意見 | 2007-05-21 | 2008-02-12 | |
| Rep | 證券交易 | 2007-05-21 | 2008-02-12 |