| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2023-10-10 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2022-08-15 | 2023-10-02 |
| Rep | 就證券提供意見 | 2022-08-15 | 2023-10-02 | |
| Rep | 證券交易 | 2022-08-15 | 2023-10-02 | |
| China Renaissance Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2021-02-10 | 2021-12-30 |
| RO | 就證券提供意見 | 2021-02-10 | 2021-12-30 | |
| RO | 證券交易 | 2021-02-10 | 2021-12-30 | |
| Rep | 就機構融資提供意見 | 2020-06-03 | 2021-02-10 | |
| Rep | 就證券提供意見 | 2020-06-03 | 2021-02-10 | |
| Rep | 證券交易 | 2020-06-03 | 2021-02-10 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-03-13 | 2020-04-06 |
| Rep | 就證券提供意見 | 2015-03-13 | 2020-04-06 | |
| Rep | 證券交易 | 2015-03-13 | 2020-04-06 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2009-08-06 | 2015-01-08 |
| Rep | 就證券提供意見 | 2009-08-06 | 2015-01-08 | |
| Rep | 證券交易 | 2009-08-06 | 2015-01-08 | |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-09-21 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2007-08-28 | 2009-01-12 |
| Rep | 就證券提供意見 | 2007-08-28 | 2009-01-12 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2007-08-28 | 2009-01-12 |
| Rep | 就證券提供意見 | 2007-08-28 | 2009-01-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-10-04 | 2009-01-12 |
已採集記錄中暫無金管局登記。