| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Anli Securities Limited | Rep | 證券交易 | 2018-11-01 | - |
| CARLYON SECURITIES LIMITED | Rep | 證券交易 | 2017-11-07 | 2018-10-26 |
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2012-11-20 | 2017-10-24 |
| STARLING GROUP FUTURES LIMITED | Rep | 期貨合約交易 | 2011-01-31 | 2012-09-30 |
| STARLING GROUP SECURITIES LIMITED | Rep | 就證券提供意見 | 2009-11-06 | 2012-11-19 |
| Rep | 證券交易 | 2009-03-27 | 2012-11-19 |