| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-09-04 | 2022-10-21 |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2010-06-07 | 2012-01-20 |
| Rep | 就證券提供意見 | 2010-06-07 | 2012-01-20 | |
| Rep | 提供資產管理 | 2010-06-07 | 2012-01-20 | |
| MF Securities Hong Kong Limited | Rep | 就證券提供意見 | 2008-04-24 | 2010-02-26 |
| Rep | 證券交易 | 2008-04-24 | 2010-02-26 |