| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| STOCKWELL SECURITIES LIMITED | RO | 期貨合約交易 | 2022-07-01 | - |
| RO | 證券交易 | 2022-07-01 | - | |
| STOCKWELL COMMODITIES LIMITED | RO | 期貨合約交易 | 2018-12-28 | 2022-06-30 |
| STOCKWELL SECURITIES LIMITED | RO | 證券交易 | 2018-06-15 | 2022-06-30 |
| STOCKWELL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-01-21 | 2018-12-28 |
| STOCKWELL SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-07 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-13 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-05-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-13 | |
| Rep | 證券交易 | 2003-04-01 | 2018-06-15 |