| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| STOCKWELL SECURITIES LIMITED | Rep | 證券交易 | 2022-07-01 | - |
| Rep | 證券交易 | 2006-06-26 | 2022-06-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2006-02-15 | 2006-06-16 |
| STOCKWELL SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-07 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-11 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-08-11 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-11 | |
| Rep | 證券交易 | 2003-04-01 | 2006-02-03 |
已採集記錄中暫無金管局登記。