| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 提供資產管理 | 2021-04-15 | 2025-06-27 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2021-01-27 | 2025-06-27 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2021-01-26 | 2025-06-27 |
| Success Futures and Foreign Exchange Limited | Rep | 期貨合約交易 | 2011-04-21 | 2018-03-31 |
| Success Securities Limited | Rep | 證券交易 | 2011-04-21 | 2020-12-30 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-03-22 | 2011-03-29 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-03-22 | 2011-03-29 |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2009-08-27 | 2010-03-16 |
| Rep | 證券交易 | 2009-08-27 | 2010-03-16 |