| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KAISER CAPITAL MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2022-04-25 | 2025-04-29 |
| KAISER FUTURES LIMITED | Rep | 期貨合約交易 | 2022-04-25 | 2025-04-29 |
| KAISER SECURITIES LIMITED | Rep | 證券交易 | 2022-04-25 | - |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2021-02-22 | 2022-03-06 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 就證券提供意見 | 2020-12-29 | 2022-03-06 |
| Rep | 證券交易 | 2020-12-29 | 2022-03-06 | |
| SUNHIGH FINANCIAL HOLDINGS LIMITED | Rep | 就證券提供意見 | 2018-06-07 | 2019-03-31 |
| Rep | 提供資產管理 | 2018-06-07 | 2019-03-31 | |
| Rep | 證券交易 | 2018-06-07 | 2019-03-31 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2017-02-01 | 2017-02-25 |
| Rep | 證券交易 | 2016-11-14 | 2017-02-25 | |
| Success Securities Limited | Rep | 證券交易 | 2010-01-15 | 2016-02-06 |
已採集記錄中暫無金管局登記。