| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Success Securities Limited | Rep | 證券交易 | 2007-01-10 | 2020-09-24 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2004-02-03 | 2006-07-14 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2004-02-03 | 2006-07-14 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | - | 2003-10-08 |
| Rep | 就證券提供意見 | - | 2003-10-08 | |
| Rep | 提供資產管理 | - | 2003-10-08 | |
| Rep | 證券交易 | - | 2003-10-08 |