| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2016-11-03 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2016-11-03 | - |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-02-05 | 2016-10-29 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-02-05 | 2016-10-29 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-07-27 | 2016-01-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-07-27 | 2016-01-27 |
| CHINA TONGHAI (IA) LIMITED | Rep | 就證券提供意見 | 2008-04-03 | 2009-01-09 |