| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LINSHAN CAPITAL MANAGEMENT CO., LIMITED | RO | 就證券提供意見 | 2024-04-10 | - |
| RO | 提供資產管理 | 2024-04-10 | - | |
| One Heritage Capital Management Limited | Rep | 就證券提供意見 | 2024-02-08 | 2024-03-13 |
| Rep | 提供資產管理 | 2024-02-08 | 2024-03-13 | |
| RO | 就證券提供意見 | 2020-05-12 | 2024-02-08 | |
| RO | 提供資產管理 | 2020-05-12 | 2024-02-08 | |
| Hao Tian International Futures Limited | Rep | 期貨合約交易 | 2020-03-23 | 2020-04-16 |
| Hao Tian Asset Management Limited | Rep | 就證券提供意見 | 2020-02-24 | 2020-04-16 |
| Rep | 提供資產管理 | 2020-02-24 | 2020-04-16 | |
| Hao Tian International Securities Limited | Rep | 證券交易 | 2020-02-24 | 2020-04-16 |
| Hao Tian Asset Management Limited | RO | 就證券提供意見 | 2019-09-16 | 2020-02-24 |
| Hao Tian International Securities Limited | RO | 證券交易 | 2019-09-16 | 2020-02-24 |
| Hao Tian Asset Management Limited | RO | 提供資產管理 | 2019-07-05 | 2020-02-24 |
| Hao Tian International Futures Limited | RO | 期貨合約交易 | 2019-07-05 | 2020-03-23 |
| Hao Tian Asset Management Limited | Rep | 提供資產管理 | 2019-06-19 | 2019-07-05 |
| Avenue Family Office Limited | Rep | 就證券提供意見 | 2017-05-15 | 2019-06-01 |
| Rep | 提供資產管理 | 2017-05-15 | 2019-06-01 | |
| Rep | 證券交易 | 2017-05-15 | 2019-06-01 | |
| Avenue Asset Management Limited (HK) | Rep | 就證券提供意見 | 2015-10-05 | 2019-06-04 |
| Rep | 提供資產管理 | 2015-10-05 | 2019-06-04 | |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2009-03-26 | 2015-10-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2008-08-26 | 2015-10-01 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2006-11-29 | 2015-10-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2005-09-20 | 2015-10-01 |
已採集記錄中暫無金管局登記。