Personnel SFC Licences and HKMA Registrations (ID 95371)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
China Galaxy International Futures (Hong Kong) Co., Limited	RO	期貨合約交易	2026-10-27	-
China Galaxy International Securities (Hong Kong) Co., Limited	RO	就證券提供意見	2026-10-27	-
	RO	證券交易	2026-10-27	-
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期貨合約交易	2026-09-18	2026-10-27
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	就證券提供意見	2026-09-18	2026-10-27
	Rep	證券交易	2026-09-18	2026-10-27
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	RO	就期貨合約提供意見	2023-10-12	2026-08-25
	RO	就證券提供意見	2023-10-12	2026-08-25
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	RO	期貨合約交易	2023-07-14	2026-08-25
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	證券交易	2023-07-14	2026-08-25
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2023-05-17	2023-07-14
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	證券交易	2023-05-17	2023-07-14
Changjiang Futures (HK) Limited	RO	期貨合約交易	2022-04-21	2023-04-21
Changjiang Securities Brokerage (HK) Limited	RO	期貨合約交易	2022-04-21	2023-04-21
	RO	證券交易	2022-04-21	2023-04-21
Changjiang Futures (HK) Limited	Rep	期貨合約交易	2022-03-14	2022-04-21
Changjiang Securities Brokerage (HK) Limited	Rep	期貨合約交易	2022-03-14	2022-04-21
	Rep	證券交易	2022-03-14	2022-04-21
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	期貨合約交易	2017-10-31	2021-09-30
	RO	槓桿式外匯交易	2017-10-31	2021-09-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	證券交易	2017-10-31	2021-09-30
CES Commodities (HK) Limited	RO	期貨合約交易	2017-06-05	2021-09-30
CES Forex (HK) Limited	RO	槓桿式外匯交易	2017-06-05	2021-09-30
Everbright Securities Digital Finance (HK) Limited	RO	證券交易	2017-06-05	2021-09-30
Everbright Securities Investment Services (HK) Limited	RO	證券交易	2017-06-05	2021-09-30
CES Commodities (HK) Limited	Rep	期貨合約交易	2016-09-30	2017-06-05
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2016-09-30	2017-06-05
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2016-09-30	2017-06-05
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2015-07-13	2016-09-21
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2015-07-13	2016-09-21
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2008-04-23	2015-07-04
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2008-04-23	2015-07-04
CES Commodities (HK) Limited	Rep	期貨合約交易	2007-12-11	2015-07-04

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。