| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | RO | 就證券提供意見 | 2021-06-03 | - |
| RO | 提供資產管理 | 2021-06-03 | - | |
| RO | 證券交易 | 2021-06-03 | - | |
| Rep | 就證券提供意見 | 2021-04-21 | 2021-06-03 | |
| Rep | 提供資產管理 | 2021-04-21 | 2021-06-03 | |
| Rep | 證券交易 | 2021-04-21 | 2021-06-03 | |
| Yupei Fortune Capital Limited | RO | 就證券提供意見 | 2018-07-27 | 2020-05-11 |
| RO | 提供資產管理 | 2018-07-27 | 2020-05-11 | |
| RO | 證券交易 | 2018-07-27 | 2020-05-11 | |
| Rep | 就證券提供意見 | 2018-04-04 | 2018-07-27 | |
| Rep | 提供資產管理 | 2018-02-28 | 2018-07-27 | |
| Rep | 證券交易 | 2018-02-28 | 2018-07-27 | |
| South China Futures Investment Limited | Rep | 期貨合約交易 | 2017-09-11 | 2018-01-21 |
| EXCELLENT TIDE SECURITIES LIMITED | RO | 證券交易 | 2017-04-25 | 2018-01-21 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 提供資產管理 | 2017-01-06 | 2018-01-21 |
| EXCELLENT TIDE SECURITIES LIMITED | Rep | 證券交易 | 2017-01-06 | 2017-04-25 |
| South China Investment Management Limited | Rep | 提供資產管理 | 2016-11-21 | 2017-01-06 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2016-09-15 | 2017-01-06 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2016-09-15 | 2017-01-06 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2012-10-05 | 2016-06-27 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-10-05 | 2016-06-27 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2010-06-09 | 2012-09-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2008-07-25 | 2012-09-26 |
金管局記錄暫時無法載入，請稍後重試。