| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-11-07 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2025-07-14 | - |
| BOCOM International Securities Limited | Rep | 證券交易 | 2017-10-27 | 2025-06-13 |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-05-04 | 2017-09-26 |
| Rep | 證券交易 | 2017-05-04 | 2017-09-26 |