Personnel Hong Kong SFC License Details (ID 95412)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
HEAVENBOURNE SECURITIES LIMITED	RO	就證券提供意見	2025-10-03	-
	RO	提供資產管理	2025-10-03	-
	RO	證券交易	2025-10-03	-
Victory Securities (Global) Limited	RO	證券交易	2024-02-06	2025-01-07
	RO	期貨合約交易	2022-11-02	2025-01-07
	Rep	證券交易	2022-02-18	2024-02-06
Victory Asset Management Limited	Rep	就證券提供意見	2020-06-26	2025-04-30
	Rep	提供資產管理	2020-06-26	2025-04-30
Everbright Securities Digital Finance (HK) Limited	Rep	證券交易	2019-11-19	2020-05-28
Everbright Securities Investment Services (HK) Limited	Rep	就證券提供意見	2018-08-16	2020-05-28
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2017-12-05	2020-05-28
	Rep	槓桿式外匯交易	2017-12-05	2020-05-28
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2017-12-05	2020-05-28
Bright Fund Management Limited	Rep	提供資產管理	2015-09-18	2020-05-28
CES Commodities (HK) Limited	Rep	期貨合約交易	2015-09-18	2020-05-28
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2015-09-18	2020-05-28
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2015-09-18	2020-05-28
CITY CREDIT CAPITAL (HK) LIMITED	RO	槓桿式外匯交易	2012-10-16	2015-08-31
CES Commodities (HK) Limited	Rep	就期貨合約提供意見	2003-04-01	2004-01-09
	Rep	提供資產管理	2003-04-01	2004-01-09
	Rep	期貨合約交易	2003-04-01	2011-12-01
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2003-04-01	2011-12-01
Everbright Securities Investment Services (HK) Limited	Rep	提供自動化交易服務	2003-04-01	2003-07-07
	Rep	就機構融資提供意見	2003-04-01	2004-01-09
	Rep	就證券提供意見	2003-04-01	2004-01-09
	Rep	提供資產管理	2003-04-01	2004-01-09
	Rep	證券交易	2003-04-01	2011-12-01