| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2012-08-01 | 2017-06-10 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2012-08-01 | 2017-06-10 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2011-12-05 | 2012-07-27 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2006-08-02 | 2012-07-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-08-02 | 2012-07-27 |