| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2021-11-26 | - |
| Rep | 提供資產管理 | 2021-11-26 | - | |
| Rep | 證券交易 | 2021-11-26 | - | |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2009-03-13 | 2018-11-17 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-02-23 | 2018-11-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-02-23 | 2018-11-17 |