| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MORTON SECURITIES LIMITED | RO | 提供資產管理 | 2026-03-17 | - |
| RO | 證券交易 | 2018-09-21 | - | |
| Rep | 證券交易 | 2018-09-19 | 2018-09-21 | |
| INTEGRITY CONSTRUCTION & DEVELOPMENT SECURITIES GROUP LIMITED | RO | 就證券提供意見 | 2017-12-11 | 2018-08-31 |
| RO | 證券交易 | 2017-12-11 | 2018-08-31 | |
| Zhong Yang Securities Limited | RO | 期貨合約交易 | 2017-01-23 | 2017-03-10 |
| RO | 證券交易 | 2017-01-23 | 2017-03-10 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2005-02-16 | 2016-01-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2003-10-08 | 2016-01-11 |