| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Oreana Financial Services Limited | Rep | 就證券提供意見 | 2023-02-21 | - |
| Rep | 提供資產管理 | 2023-02-21 | - | |
| Rep | 證券交易 | 2021-01-11 | - | |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2019-11-05 | 2020-12-09 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2016-07-28 | 2016-10-05 |
| Open Securities Limited | Rep | 期貨合約交易 | 2012-12-07 | 2015-05-07 |
| Rep | 證券交易 | 2012-12-07 | 2015-05-07 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2010-04-07 | 2012-11-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2010-04-07 | 2012-11-24 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-07-05 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-05 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-07-05 |
已採集記錄中暫無金管局登記。