| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ADMIS Hong Kong Limited | Rep | 期貨合約交易 | 2016-04-27 | 2016-05-06 |
| Rep | 槓桿式外匯交易 | 2016-04-27 | 2016-05-06 | |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2008-09-12 | 2014-09-01 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-02-06 | 2014-09-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-02-06 | 2014-09-01 |