| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PLATINUM BROKING COMPANY LIMITED | Rep | 就證券提供意見 | 2022-02-07 | 2026-02-05 |
| Rep | 證券交易 | 2022-02-07 | 2026-02-05 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2015-05-15 | 2020-09-30 |
| Bright Fund Management Limited | Rep | 提供資產管理 | 2013-08-23 | 2020-09-30 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2010-03-24 | 2020-09-30 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2010-02-18 | 2020-09-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2010-02-18 | 2020-09-30 |