| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Golden Eagle Brokerage Limited | RO | 就證券提供意見 | 2026-08-04 | - |
| RO | 提供資產管理 | 2026-08-04 | - | |
| RO | 證券交易 | 2026-08-04 | - | |
| Rep | 就證券提供意見 | 2026-06-24 | 2026-08-04 | |
| Rep | 提供資產管理 | 2026-06-24 | 2026-08-04 | |
| Rep | 證券交易 | 2026-06-24 | 2026-08-04 | |
| Beevest Fortune Asset Management Limited | RO | 就證券提供意見 | 2026-06-03 | 2026-06-05 |
| RO | 提供資產管理 | 2026-06-03 | 2026-06-05 | |
| Beevest Securities Limited | RO | 就證券提供意見 | 2026-06-03 | 2026-06-05 |
| RO | 證券交易 | 2026-06-03 | 2026-06-05 | |
| Beevest Fortune Asset Management Limited | Rep | 就證券提供意見 | 2026-05-07 | 2026-06-03 |
| Rep | 提供資產管理 | 2026-05-07 | 2026-06-03 | |
| Beevest Securities Limited | Rep | 就證券提供意見 | 2026-05-07 | 2026-06-03 |
| Rep | 證券交易 | 2026-05-07 | 2026-06-03 | |
| Rep | 期貨合約交易 | 2026-05-07 | 2026-06-05 | |
| ZMF Asset Management Limited | RO | 就證券提供意見 | 2020-12-03 | 2026-02-06 |
| RO | 提供資產管理 | 2020-12-03 | 2026-02-06 | |
| RO | 證券交易 | 2020-12-03 | 2026-02-06 | |
| Rep | 就證券提供意見 | 2020-11-04 | 2020-12-03 | |
| Rep | 提供資產管理 | 2020-11-04 | 2020-12-03 | |
| Inheliance Asset Management Limited | RO | 就證券提供意見 | 2019-07-17 | 2020-06-15 |
| RO | 提供資產管理 | 2019-07-17 | 2020-06-15 | |
| Astrum Capital Management Limited (HK) | Rep | 提供資產管理 | 2016-04-20 | 2019-07-16 |
| Rep | 期貨合約交易 | 2016-04-20 | 2019-07-16 | |
| Rep | 證券交易 | 2016-04-20 | 2019-07-16 | |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2015-05-21 | 2016-04-09 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 提供資產管理 | 2015-05-21 | 2016-04-09 |
| Rep | 證券交易 | 2015-05-21 | 2016-04-09 | |
| TFI Asset Management Limited | Rep | 提供資產管理 | 2014-07-24 | 2015-05-15 |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2013-11-22 | 2015-05-15 |
| Rifa Securities Limited | Rep | 證券交易 | 2013-11-22 | 2015-05-15 |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2013-08-30 | 2013-11-12 |
| Rep | 證券交易 | 2013-08-30 | 2013-11-12 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2012-02-24 | 2013-08-24 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2012-02-24 | 2013-08-24 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-11-24 | 2012-02-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-11-24 | 2012-02-02 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2009-06-08 | 2009-10-28 |
| Rep | 提供資產管理 | 2009-06-08 | 2009-10-28 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2007-01-08 | 2009-10-28 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2007-01-08 | 2009-10-28 |
已採集記錄中暫無金管局登記。