| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Channel 8 Wealth Management Limited | Rep | 證券交易 | 2015-05-07 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-05-26 | 2014-11-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-05-24 | 2014-11-06 |
| Lion Global Financial Limited | Rep | 就證券提供意見 | 2004-04-14 | 2004-04-30 |
已採集記錄中暫無金管局登記。