| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-11-26 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-11-26 | - |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2004-06-21 | 2004-08-11 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2004-06-21 | 2004-08-11 |
已採集記錄中暫無金管局登記。