| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Win Securities Limited | RO | 證券交易 | 2026-10-07 | - |
| Rep | 證券交易 | 2026-08-24 | 2026-10-07 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2025-07-11 | 2026-07-24 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-07-11 | 2026-07-24 |
| Rep | 證券交易 | 2025-07-11 | 2026-07-24 | |
| Zircon Securities (HK) Limited | RO | 期貨合約交易 | 2024-07-09 | 2024-11-30 |
| Rep | 就證券提供意見 | 2024-03-19 | 2024-11-30 | |
| Rep | 提供資產管理 | 2024-03-19 | 2024-11-30 | |
| Rep | 證券交易 | 2023-05-22 | 2024-11-30 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2013-07-11 | 2023-04-28 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2013-07-11 | 2023-04-28 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2012-07-03 | 2013-07-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2012-07-03 | 2013-07-01 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-07-07 | 2012-06-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-07-07 | 2012-06-02 |
已採集記錄中暫無金管局登記。