| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GEOMATRIX (H.K.) LIMITED | Rep | 提供資產管理 | 2013-06-25 | 2017-06-16 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-07-11 | 2011-12-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2010-09-15 | 2011-12-01 |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2008-02-18 | 2009-05-01 |