| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANTEC FUTURES LIMITED | Rep | 期貨合約交易 | 2023-01-06 | - |
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2023-01-06 | - |
| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2023-01-06 | - |
| Rep | 提供資產管理 | 2023-01-06 | - | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-09-30 | 2022-12-09 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2003-12-29 | 2022-12-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-06-23 | 2003-10-20 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-25 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-06-25 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-25 |