Lam, Kwok Kay (SFC:ABA739) 林國基
證監會中央編號:ABA739
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-05-30 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-07-11 | - |
| Rep | 就證券提供意見 | 2007-07-11 | 2025-06-27 | |
| Delta Asia Wealth Management Limited | Rep | 提供資產管理 | 2006-05-24 | 2007-06-21 |
| DELTA ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2004-08-23 | 2007-06-21 |
| Rep | 證券交易 | 2004-08-23 | 2007-06-21 | |
| UKFP (Asia) HK Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-14 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-14 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-08-23 | |
| Rep | 證券交易 | 2003-04-01 | 2004-08-23 |
已採集記錄中暫無金管局登記。