| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AUS Financial Group (Hong Kong) Limited | Rep | 槓桿式外匯交易 | 2020-09-04 | 2020-11-30 |
| IDS FOREX HK LIMITED | RO | 槓桿式外匯交易 | 2016-09-22 | 2017-06-22 |
| CITY CREDIT CAPITAL (HK) LIMITED | Rep | 槓桿式外匯交易 | 2012-11-20 | 2014-06-30 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-03-30 | 2012-05-28 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2011-03-30 | 2012-05-28 |
| Rakuten Securities Hong Kong Limited | Rep | 槓桿式外匯交易 | 2009-03-02 | 2011-02-28 |