| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | RO | 期貨合約交易 | 2019-01-30 | - |
| Everbright Securities Investment Services (HK) Limited | RO | 證券交易 | 2019-01-30 | - |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2018-03-01 | 2019-07-10 |
| Rep | 槓桿式外匯交易 | 2018-03-01 | 2019-07-10 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2018-03-01 | 2019-07-10 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2012-05-17 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-04-17 | 2019-01-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-04-17 | 2019-01-30 |