| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Awaken Thunder Capital Limited | RO | 就證券提供意見 | 2024-07-04 | - |
| RO | 提供資產管理 | 2024-07-04 | - | |
| RO | 證券交易 | 2024-07-04 | - | |
| Rep | 就證券提供意見 | 2024-05-03 | 2024-07-04 | |
| Rep | 提供資產管理 | 2024-05-03 | 2024-07-04 | |
| Rep | 證券交易 | 2024-05-03 | 2024-07-04 | |
| XHK Limited | RO | 期貨合約交易 | 2022-10-18 | 2023-10-19 |
| RO | 證券交易 | 2022-10-18 | 2023-10-19 | |
| Rep | 證券交易 | 2022-06-21 | 2022-10-18 | |
| For Wise (HK) Limited | RO | 就證券提供意見 | 2022-01-25 | 2022-03-31 |
| RO | 提供資產管理 | 2022-01-25 | 2022-03-31 | |
| RO | 證券交易 | 2022-01-25 | 2022-03-31 | |
| Zhonghui International Securities Limited | RO | 就證券提供意見 | 2021-06-30 | 2021-12-30 |
| RO | 證券交易 | 2021-06-30 | 2021-12-30 | |
| Shuang Ji (Hong Kong) Securities Limited | Rep | 提供資產管理 | 2019-11-18 | 2020-09-30 |
| RO | 證券交易 | 2019-02-18 | 2020-07-02 | |
| RO | 就證券提供意見 | 2019-02-18 | 2020-09-30 | |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2017-03-02 | 2018-12-31 |
| Rep | 證券交易 | 2017-03-02 | 2018-12-31 | |
| Wanhai Securities (HK) Limited | Rep | 證券交易 | 2013-11-01 | 2014-02-22 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2012-04-19 | 2013-06-28 |
| Rep | 證券交易 | 2012-04-19 | 2013-06-28 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-03-16 | 2012-04-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2008-02-18 | 2012-04-16 |
已採集記錄中暫無金管局登記。