| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-05-30 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-08-26 | - |
| UKFP (Asia) HK Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-24 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-24 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-08-26 | |
| Rep | 證券交易 | 2003-04-01 | 2004-08-26 |
已採集記錄中暫無金管局登記。