| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SILVER TIME SECURITIES LIMITED | RO | 就證券提供意見 | 2020-03-06 | - |
| RO | 提供資產管理 | 2020-03-06 | - | |
| RO | 證券交易 | 2020-03-06 | - | |
| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | 就證券提供意見 | 2017-01-12 | 2020-02-18 |
| RO | 提供資產管理 | 2017-01-12 | 2020-02-18 | |
| RO | 證券交易 | 2017-01-12 | 2020-02-18 | |
| Rep | 就證券提供意見 | 2016-11-17 | 2017-01-12 | |
| Rep | 提供資產管理 | 2016-11-17 | 2017-01-12 | |
| Rep | 證券交易 | 2016-11-17 | 2017-01-12 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2014-03-12 | 2014-10-03 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-03-12 | 2014-10-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2014-03-12 | 2014-10-03 |
| Bright Fund Management Limited | Rep | 提供資產管理 | 2012-03-20 | 2014-02-14 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2006-11-22 | 2014-02-14 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-10-11 | 2014-02-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-10-11 | 2014-02-14 |
已採集記錄中暫無金管局登記。