| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-03-09 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-03-09 | - |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-12-24 | 2011-02-28 |
| Rep | 證券交易 | 2010-12-24 | 2011-02-28 | |
| CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | 期貨合約交易 | 2007-09-04 | 2010-07-26 |
| CHONG HING SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-01-11 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-01-11 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-01-11 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2005-01-11 | |
| Rep | 證券交易 | 2003-04-01 | 2010-07-26 |