| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2019-07-30 |
| Rep | 證券交易 | 2015-01-14 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-01-14 | 2019-07-30 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-01-18 | 2015-01-08 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-01-18 | 2015-01-08 |