| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2013-12-03 | 2014-08-09 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2013-12-03 | 2014-08-09 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-08-19 | 2013-11-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2011-08-19 | 2013-11-25 |
| Rep | 證券交易 | 2011-08-19 | 2013-11-25 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2010-06-14 | 2011-07-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-06-14 | 2011-07-23 |
| Rep | 證券交易 | 2010-06-14 | 2011-07-23 |