| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMSC PARTNERS LIMITED | RO | 提供資產管理 | 2018-08-03 | 2021-10-28 |
| Everbright Securities Global (HK) Limited | Rep | 就機構融資提供意見 | 2011-11-15 | 2014-10-25 |
| Rep | 證券交易 | 2011-11-15 | 2014-10-25 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-03-08 | 2011-09-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-03-08 | 2014-10-25 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2010-05-03 | 2010-12-16 |
| Rep | 證券交易 | 2010-05-03 | 2010-12-16 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2006-05-02 | 2009-03-24 |