| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-09-27 | - |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2007-09-27 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-06-28 | - |
| JPMorgan Funds (Asia) Limited | Rep | 證券交易 | 2006-03-20 | 2006-05-19 |
已採集記錄中暫無金管局登記。