| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2018-08-29 | - |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2013-09-17 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-12-31 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-06-28 | - |
| Sun Life Financial Asia Services Limited | Rep | 就證券提供意見 | 2006-12-05 | 2007-03-30 |