| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-03-04 | - |
| Rep | 證券交易 | 2022-03-04 | - | |
| INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | 證券交易 | 2019-07-26 | 2021-12-31 |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 證券交易 | 2019-07-26 | 2022-01-23 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2011-07-28 | 2012-02-11 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2011-07-28 | 2012-02-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-07-28 | 2012-02-11 |