| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2020-08-11 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-08-11 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2006-11-30 | 2020-08-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-11-30 | 2020-08-05 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2006-09-12 | 2006-11-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2006-09-12 | 2006-11-11 |
已採集記錄中暫無金管局登記。