| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-06-25 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-06-25 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-05-24 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-05-24 | - |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2014-01-22 | 2019-04-30 |
| Rep | 證券交易 | 2014-01-22 | 2019-04-30 | |
| Bright Fund Management Limited | Rep | 提供資產管理 | 2012-10-19 | 2013-11-27 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-05-27 | 2013-11-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-10-18 | 2013-11-27 |
已採集記錄中暫無金管局登記。