| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2012-08-21 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2012-08-21 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-04-13 | 2012-06-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-04-13 | 2012-06-24 |