| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | RO | 證券交易 | 2012-04-03 | 2016-03-25 |
| Everbright Securities Global (HK) Limited | RO | 證券交易 | 2012-01-13 | 2016-03-25 |
| Rep | 證券交易 | 2009-07-27 | 2012-01-13 | |
| Rep | 就機構融資提供意見 | 2009-07-27 | 2016-03-25 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-07-27 | 2012-04-03 |
| Rep | 就證券提供意見 | 2009-07-27 | 2016-03-25 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2005-06-01 | 2007-12-05 |
| Rep | 就證券提供意見 | 2005-06-01 | 2007-12-05 | |
| Rep | 證券交易 | 2005-06-01 | 2007-12-05 |