| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Opus Capital Limited (HK) | Rep | 就機構融資提供意見 | 2016-03-08 | 2016-05-26 |
| Rep | 證券交易 | 2016-03-08 | 2016-05-26 | |
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2012-08-31 | 2015-04-27 |
| Rep | 證券交易 | 2012-08-31 | 2015-04-27 | |
| Everbright Securities Global (HK) Limited | Rep | 證券交易 | 2011-05-23 | 2012-06-07 |
| Rep | 就機構融資提供意見 | 2011-03-24 | 2012-06-07 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-03-24 | 2012-06-07 |
| Joy Silver Limited | Rep | 就機構融資提供意見 | 2008-11-18 | 2011-02-28 |