| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WAN LUNG SECURITIES LIMITED | RO | 就證券提供意見 | 2022-10-10 | - |
| RO | 提供資產管理 | 2022-10-10 | - | |
| RO | 證券交易 | 2022-10-10 | - | |
| Zhonghui International Securities Limited | RO | 提供資產管理 | 2022-06-27 | 2022-08-09 |
| RO | 就證券提供意見 | 2021-06-30 | 2022-08-09 | |
| RO | 證券交易 | 2021-06-30 | 2022-08-09 | |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2019-08-29 | 2020-08-29 |
| Rep | 證券交易 | 2019-05-30 | 2019-08-29 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 證券交易 | 2016-03-02 | 2018-11-02 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2016-03-02 | 2018-11-02 |
| Rep | 證券交易 | 2016-03-02 | 2018-11-02 | |
| Everbright Securities Global (HK) Limited | Rep | 就機構融資提供意見 | 2011-08-22 | 2016-02-14 |
| Rep | 證券交易 | 2011-08-22 | 2016-02-14 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2011-08-22 | 2016-02-14 |
| Rep | 證券交易 | 2011-08-22 | 2016-02-14 |
已採集記錄中暫無金管局登記。